-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QQsXXAJTnL/JYaw/qk6YLk1QHRyfKn6b8ZZDUO+cyLmnsZwP+HhrCoaVCPqz0HRb Xkray/5VhUcQ9satweUjCg== 0000910723-96-000002.txt : 19960405 0000910723-96-000002.hdr.sgml : 19960405 ACCESSION NUMBER: 0000910723-96-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960404 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROFFITTS INC CENTRAL INDEX KEY: 0000812900 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 620331040 STATE OF INCORPORATION: TN FISCAL YEAR END: 0203 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40274 FILM NUMBER: 96544426 BUSINESS ADDRESS: STREET 1: 115 NORTH CALDERWOOD CITY: ALCOA STATE: TN ZIP: 37701 BUSINESS PHONE: 6159837000 MAIL ADDRESS: STREET 1: P.O. BOX 9388 CITY: ALCOA STATE: TN ZIP: 37701 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CARSON PIRIE SCOTT & CO /IL/ CENTRAL INDEX KEY: 0000910723 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 370175980 STATE OF INCORPORATION: IL FISCAL YEAR END: 0203 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 331 W WISCONSIN AVE CITY: MILWAUKEE STATE: WI ZIP: 53203 BUSINESS PHONE: 4143474141 MAIL ADDRESS: STREET 1: 331 WEST WISCONSIN AVE CITY: MILWAUKEE STATE: WI ZIP: 53203 FORMER COMPANY: FORMER CONFORMED NAME: BERGNER P A & CO DATE OF NAME CHANGE: 19930818 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 (Final) to SCHEDULE 13D Under the Securities Exchange Act of 1934 PROFFITT'S, INC. ---------------- (Name of Issuer) Common Stock, par value $0.10 per share --------------------------------------- (Title of Class of Securities) 742925100 -------------- (CUSIP Number) Charles J. Hansen Carson Pirie Scott & Co. 414-347-5307 331 West Wisconsin Avenue Milwaukee, Wisconsin 53203 -------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) April 2, 1996 ------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box: __ Check the following box if a fee is being paid with this statement: __ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Carson Pirie Scott & Co. 37-0175980 - ------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) __ (b) __ - ------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------- 4. SOURCE OF FUNDS OO - ------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) __ - ------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - ------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER SHARES 741,550 BENEFICIALLY 8. SHARED VOTING POWER OWNED BY Not Applicable EACH 9. SOLE DISPOSITIVE POWER REPORTING 741,550 PERSON 10. SHARED DISPOSITIVE POWER WITH Not Applicable - ------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 741,550 - ------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES __ - ------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.89% - ------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON CO Amendment No. 1 to Schedule 13D (Final) This Amendment No. 1 amends the Schedule 13D, dated March 8, 1996 (the "Schedule 13D"), filed by Carson Pirie Scott & Co. ("CPS"). The term "Company Common Stock" is defined in the Schedule 13D. I. Items 5(a), 5(c), and 5(e) of the Schedule 13D are amended and restated as follows: (a) CPS beneficially owns 741,550 shares of Company Common Stock, representing approximately 3.89% of the shares of Company Common Stock outstanding, as reported by the Company as of January 3, 1996. (c) Except as described in the next sentence, CPS has not effected any transaction in Company Common Stock during the past 60 days. On April 2, 1996, CPS sold (i) 50,000 shares of Company Common Stock at $31.50 per share for net proceeds after fees of $1,574,982 and (ii) 165,000 shares of Company Common Stock at $31.00 per share for net proceeds after fees of $5,114,958. On April 3, 1996, CPS sold 70,000 shares of Company Common Stock at $30.25 per share for net proceeds after fees of $2,117,440. (e) CPS ceased to be the beneficial owner of more than 5% of Company Common Stock on April 2, 1996. Accordingly, CPS no longer has a reporting obligation under Section 13(d) of Securities Exchange Act of 1934 with respect to Company Common Stock. CPS does not intend to further amend its report on Schedule 13D to reflect changes in the facts described in the Schedule 13D which may occur after the date of this Amendment No. 1. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: April 4, 1996 CARSON PIRIE SCOTT & CO. By: CHARLES J. HANSEN Charles J. Hansen Vice President, General Counsel, and Secretary -----END PRIVACY-ENHANCED MESSAGE-----